Products & Services

RETIREMENT & PENSION PROGRAMS

• IRAs, Roth IRAs
• SEP/IRA, SIMPLE Plans
• 401(k), 403 (b)
• Individual 401(k)s
• Social Security Integrated Profit Sharing Plans
• New Comparability Profit Sharing Plans
• Defined Benefit Plans
• 412(i) Plans
• Combination Plans
• Design & Implementation
• ERISA compliant plans
• Rollovers & Transfers Accepted

CASH MANAGEMENT ACCOUNTS

• ProCash Plus^™  Investment, checking & MasterCard^® in one account.
• CreditAdvance^™  A margin lending account with competitive interest rates.
• Resource Checking^®  Check writing on your brokerage account.
• PES^®  Portfolio Evaluation Service provides complete tax lot accounting and performance measurement.

INVESTMENTS

• 12,000+ mutual funds in 450+ families.
• Institutional and Offshore mutual funds.
• Stocks cleared through Pershing.
• Bonds and other Fixed Income products.
• Variable Annuities & Variable Life products.
• Listed REITS

PROFESSIONALY MANAGED ACCOUNTS

• Separate Accounts.
• Tax managed accounts.
• Reasonable entry levels.

ALTERNATIVE INVESTMENTS & SERVICES

• Exercising of corporate stock options.
• Transactions involving controlled and restricted stock.
• Directed trust services.
• Hedge funds and hedge fund of funds.
• Exchange funds.

RISK MANAGEMENT INSURANCE PRODUCTS

• Term and whole life policies.
• Second-to-Die policies.
• Buy-Sell policies.
• Long-Term Care.
• Disability Income.
• Health Care.

ANNUITIES

• Immediate pay.
• Deferred pay.
• Indexed.

EDUCATIONAL PROGRAMS

• 529 Programs
• Coverdell IRAs

ProCash Plus^™ CreditAdvance^™  Resource Checking^®  are trademarks of Pershing, LLC.  MasterCard^® is a trademark of MasterCard.

No offer of sale or solicitation of any security product is intended here.  Solicitations and sale can only be made by the prospectus.